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Nelly Mubashi

Nelly Mubashi – Treasurer
Chief Executive Officer
Northwest Asset Management / RIA Innovations

Nelly Mubashi is the Chief Executive Officer and Compliance Manager for an Investment Management/Outsourcing firm. She has worked in the financial services industry for over 17 years in various capacities including Investment Advisor, Financial Advisor, Compliance, Operations, Corporate Finance, etc. Nelly is fluent in Spanish.

Nelly’s role within her firm is to direct the firm’s overall strategic plan and oversee all business units. The goal of the firm is to bring together likeminded individuals/firms from across the US and provide a platform where advisors and their clients can take advantage of economies of scale, state of the art technology, pricing power and top of the line service within the regulatory landscape.

She is an active member of her kids’ school PTA association, volunteering with the PTA Financial committee in reviewing financial statements and grants

  • – Masters of Science in Finance from Seattle University, graduated with honors.
  • – BA in Business Administration and Economic Development from Warren Wilson College in North Carolina.
  • – Securities license: Series 66, Series 7. Chartered Retirement Plan Specialist.
  • – G2 Leadership Institute certificate of completion.

Nelly lives with her husband and two kids. She loves to travel, watch movies and Zumba dancing.

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